2018 DUE DILIGENCE CHECKLIST - Aurora Financial Services

Earned Income Credit (EIC)	Additional Child Tax Credit (ACTC)
American Opportunity Credit (AOC)	Credit for Other Dependents
Child Tax Credit (CTC)	Head of Household

Were any of the above credits disallowed or reduced in a prior year?

Yes
No

If so, were the required recertification forms completed?

Yes
No

Is each qualifying person for whom you are claiming any of the credits above a citizen, national or resident of the United States?

Yes
No

Did all children for whom you are claiming the Child Tax Credit or Additional Child Tax Credit reside with you for more than half the year?

Yes
No

Was the taxpayer, or spouse if filing jointly, a nonresident alien for any part of the year?

Yes
No

Could the taxpayer, or spouse if filing jointly, be claimed as a dependent of another person for the year?

Yes
No

Was your main home, and the main home of the spouse if filing jointly, in the US for more than half the year?

Yes
No

Could you provide documentation, if required, to substantiate your eligibility for credits claimed and the amount of each credit being claimed?

Yes
No

Documentation examples

Residency of a Qualifying Child

School records or statement
Landlord or property mgmt. statement
Healthcare provide statement
Medical records
Childcare provider records
Placement agency statement
Social service records or statement
Place of worship statement
Indian tribal official statement

Disability of Qualifying Child

Medical doctor’s statement
Other health care provider’s statement
Social services program statement

By checking this box and leaving the last 4 digits of my social security number I verify the information I have provided above is honest and factual to the best of my knowledge.**

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